CMA and SEC - Comparison of the Regulatory Framework for Securities Trading in Saudi Arabia and the United States

Abstract: This 15 page paper looks at the regulatory framework utilized in the way that securities transactions take place in Saudi Arabia and the United States, comparing and contrasting the general approach adopted and obligations placed upon the Capital Market Authority (CMA) and its duties under the Capital Markets Law of 2003, and the Securities and Exchange Commission (SEC) of the United States. The bibliography cites 8 sources.

Filename: TECMASEC.rtf

Pages: 15

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Catagory: Money & Banking / Corporate Finance

Subcatagory: Accounting & Personal Finance

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