Investment Ethics

Abstract: A 3 page paper examining the ethics behind using insider information to recommend a specific stock purchase. A broker has nonpublic information on a specific stock he intends to recommend to all his clients without regard to their individual circumstances or their own investment goals. This paper counts the ways in which Charlie is about to violate several of the points of the code of ethics of the Association for Investment Management and Research (AIMR). Bibliography lists 1 source.

Filename: Invsteth.wps

Pages: 3

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Catagory: Money & Banking / Corporate Finance

Subcatagory: Accounting & Personal Finance

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