Financial Liability; A Case Study

Abstract: This 10 page paper considers a complex case provided by the student which involves a stockbroker and a client where trading has taken place over the clients limit resulting in the client owing money to the stockbroker. The client wishes to defend this and also make a counter claim for losses. The writer consider contract law, SFA regulations and the law of tort. This paper is based on English law. The bibliography cites 10 sources.

Filename: TEfintrt.rtf

Pages: 10

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Catagory: Money & Banking / Corporate Finance

Subcatagory: Accounting & Personal Finance

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